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471	Important Disclaimer The material in this report is of the nature of general commentary only. It is not offered as legal advice on any specific issue or matter and should not be taken as such. The views expressed are ex Add to Reading List Source URL: www.workplaceclassaction.com Language: English - Date: 2016-01-12 10:15:33 Civil law Class action Federal Rules of Civil Procedure Wal-Mart Stores Inc. v. Dukes Lawsuit Age Discrimination in Employment Act Equal Employment Opportunity Commission Consent decree Private Securities Litigation Reform Act
472	June 29, 2016 Via Electronic Submission (www.sec.gov) Mr. Brent J. Fields, Secretary U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC Add to Reading List Source URL: www.investmentadviser.org Language: English - Date: 2016-06-30 13:00:16 Investment Financial adviser Registered Investment Adviser Investment Advisers Act Accredited investor Qualified institutional buyer Hedge fund U.S. Securities and Exchange Commission Regulation D Investor Institutional investor Private equity
473	Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C Add to Reading List Source URL: www.kosmosenergy.com Language: English - Date: 2016-08-04 12:29:17 Petroleum geology Petroleum industry Fossil fuels Natural gas Hydrocarbon exploration Kosmos Energy Petroleum Offshore Oil reserves in Ghana Rex International Holding Limited
474	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Add to Reading List Source URL: www.mediageneral.com Language: English - Date: 2016-03-04 12:06:11 SEC filings 73rd United States Congress U.S. Securities and Exchange Commission Securities Exchange Act Form 8-K Securities Act Regulation S-K
475	Statement of Financial Condition In accordance with requirements of the Securities and Exchange Commission (the “SEC”) under SEC Rule 17a-5, the audited Statement of Financial Condition as of December 31, 2012 of BNP Add to Reading List Source URL: primebroker.com Language: English - Date: 2015-08-27 11:43:46 U.S. Securities and Exchange Commission United States securities law Financial markets 73rd United States Congress Broker-dealer Fixed income market Securities Exchange Act Margin Net capital rule Securities Act
476	Notes Bearing Interest Published by the Business Law Section of the North Carolina Bar Association • Section Vol. 34, No. 1 • November 2012 • www.ncbar.org The Chair’s Comments The section’s first council meeti Add to Reading List Source URL: www.smithlaw.com Language: English - Date: 2015-10-13 12:01:39 U.S. Securities and Exchange Commission Crowdfunding Stock market United States securities law 73rd United States Congress Regulation A Regulation D Jumpstart Our Business Startups Act Securities Act Securities regulation in the United States Securities Exchange Act SEC filing
477	U.S. Securities and Exchange Commission Automated Electronic Contract Writing System A Bit of History Add to Reading List Source URL: www.fai.gov Language: English - Date: 2015-04-20 14:40:28 Computer surveillance Espionage Mass surveillance PRISM Privacy of telecommunications War on Terror Federal procurement data system
478	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-02-10 15:45:44 U.S. Securities and Exchange Commission 73rd United States Congress Securities Exchange Act Securities regulation in the United States SEC filings
479	CORPORATE SERVICES Eurobonds A Leading Stock Exchange Sponsor Add to Reading List Source URL: www.careygroup.eu Language: English - Date: 2015-10-23 12:11:15 Stock market Security Carey Olsen Eurobond Saint Peter Port Securities commission CSX Economy of Guernsey Cayman Islands Stock Exchange Channel Islands Securities Exchange
480	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-07-13 16:11:28 SEC filings U.S. Securities and Exchange Commission 73rd United States Congress Stock market Securities Exchange Act Securities regulation in the United States Schedule TO Security Securities Act

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